Mandatory regulatory change

Mandatory regulatory change, cost reduction, operational efficiency, industry convergence and consolidation, as well as technological innovation are impacting the financial services industry in a way never seen before. These trends are changing the way you do business and the expectations of your current and future customer base. Many may feel overwhelmed by the sheer scale of the task – but we can help.

We provide support and guidance to a number of FSA regulated clients;

• Securities and futures firms
• Investment management firms

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